Last updated June 1, 2026 · Effective June 1, 2026
These disclosures explain, in plain English, what AAYT does and does not do. AAYT is a marketing firm focused on US financial services companies.
Not legal or compliance advice
AAYT does not provide legal, compliance, investment, tax, or accounting advice. Everything on this site and in our work product is for marketing purposes. You remain responsible for ensuring your marketing meets the rules that apply to your firm, and you should rely on your own counsel and compliance team for those determinations.
Role of the firm
We are a marketing firm. We plan, produce, and run marketing, and we build it to clear your review process. We work alongside your Chief Compliance Officer, outside counsel, or compliance consultant. We do not replace them, and final approval of any marketing always rests with your firm.
No guarantee of regulatory outcomes
We design work to be defensible and to reduce risk, but no marketing partner can guarantee how a regulator or examiner will view any material. Nothing on this site is a promise that your marketing will be found compliant or that any particular regulatory outcome will result.
Illustrative metrics and examples
Metrics, results boards, sample reports, and case examples expressly labeled illustrative are examples rather than client results. They show the kind of work and reporting we produce, are not promises of future results, and should not be read as verified performance claims. Other factual claims remain subject to their stated source, evidence label, and limitations.
Testimonials and endorsements
Where we run testimonial or endorsement campaigns for clients, we build them with the disclosures, written agreements, and recordkeeping that the applicable rules require, including the SEC Marketing Rule for investment advisers. Any testimonials shown in our own marketing are handled the same way and are illustrative where noted.
Forward-looking statements
Some content may describe expected benefits, plans, or projections. These are forward-looking statements that involve assumptions and uncertainty. Actual results may differ, and we undertake no obligation to update them.
Contact us
Questions about these disclosures? Email inquiries@aayt.com or use our contact form.
Not legal or compliance advice.