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Service · Proof

A scorecard your CFO and compliance team both read.

Marketing dashboards for regulated financial brands. A live scorecard that puts pipeline, spend, and compliance posture on one screen, so every stakeholder sees the same trusted numbers.

What is a financial services marketing dashboard?

A financial services marketing dashboard is a live, single-screen scorecard that brings a regulated firm's marketing metrics together, pipeline, spend, channel performance, and compliance posture, so leadership reads one trusted source instead of stitching together exports.

Often paired with Analytics & reporting, Funnel analysis and Conversion tracking. We run it for RIAs & wealth and fintech.

The compliance angle

Your marketing is regulated. We treat it that way.

SEC Marketing Rule
Performance, testimonials, and comparisons are framed within Rule 206(4)-1.
Rule 206(4)-1
FINRA 2210
Communications with the public stay balanced, substantiated, and fair, with no misleading claims.
Comms with the public
Claims substantiation
Every stat, figure, and superlative is documented and archived before it goes live.
Documented
Recordkeeping
Approved assets and version history, archived and retrievable on request.
Exam-ready

How the engagement works

A repeatable system, not a one-off project, built so compliance is part of the brief and never bolted on at the end.

01 · Audit

Scan & opportunity map

We map where you stand, what is winnable, and which existing assets carry compliance risk.

02 · Strategy

Prioritized plan

A roadmap aligned to AUM, capital, or member growth, scoped to your registrations.

03 · Produce

Compliant execution

Work drafted to your rule map with disclosures built in, then routed for compliance sign-off.

04 · Measure

Results & pipeline

A monthly scorecard tying the work to qualified pipeline your CFO can read.

Common questions

Questions compliance officers ask first

Pipeline, spend and ROI by channel, conversion rates, and compliance posture, the metrics your CFO and compliance team each need, on one screen and refreshed automatically.

We unify your ad platforms, analytics, CRM, and recordkeeping into one trusted source, so everyone sees the same numbers.

As often as you need, typically daily or live, so decisions are based on current data, not last month's export.

Want to know what is winnable?

Get a free marketing audit: where you stand today, what is winnable, and what to fix first.